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Original Contribution

Safety and Efficacy of Transcatheter Closure of Patent Ductus Arteriosus With Severe Mitral Regurgitation in Adults

Zhongkai Wang, MD*;  Tao Chen, MD*;  Liang Chen, MD;  Yongwen Qin,MD;  Xianxian Zhao, MD

January 2016

Abstract: Background. Transcatheter closure is the usual treatment for patent ductus arteriosus (PDA), but its safety and efficacy have not been reported in adult PDA patients with severe mitral regurgitation. Study design. A retrospective study on 27 consecutive patients diagnosed with PDA and severe mitral regurgitation and treated using transcatheter closure between September 2010 and September 2012 at the Department of Cardiology of Changhai Hospital in Changhai, China. Left ventricular (LV) diastolic volume and function, pulmonary artery pressure, and instantaneous reverse-flow volume were examined by echocardiography before PDA closure, immediately after closure, and 1 year after closure. Results. After the procedure, the LV diastolic volume (P<.05) and instantaneous reverse-flow volume (P<.001) were significantly decreased. There was no effect on the ejection fraction (P>.05). Pulmonary arterial systolic pressure was unchanged 1 year after closure (from 46.41 ± 19.92 mm Hg to 45.43 ± 13.64 mm Hg; P=.58). All procedures were uneventful and only mild complications occurred (hemolysis in 2 cases, subcutaneous hematoma in 4 cases, and fever in 2 cases). Conclusion. Transcatheter closure can decrease the LV volume and instantaneous reverse-flow volume in adult PDA patients with severe mitral regurgitation. This procedure is effective and has a good safety profile. 

J INVASIVE CARDIOL 2016;28(1):30-33

Key words: congenital heart disease, patent ductus arteriosus, transcatheter closure

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Patent ductus arteriosus (PDA) is common and accounts for 6%-11% of all congenital heart disease.1,2 Left-to-right shunting through the ductus may result in left ventricular (LV) overload and remodeling.3 Structural changes of the heart and stretching of the mitral annulus and chordal apparatus eventually lead to mitral regurgitation.4 PDA complicated with severe mitral regurgitation is not rare, and is commonly treated with open-heart surgery.5,6 Although open-heart surgery has a minimal operative mortality, some risks still exist, including residual shunting, surgical trauma, cardiopulmonary bypass, postpericardiotomy syndrome, and wound infection.

Transcatheter PDA closure has been proven an effective and less invasive option, with good outcomes.7-10 Presently, transcatheter PDA closure is the standard therapy for PDA due to reduced surgical procedure-related complications and length of hospital stay. However, the efficacy of transcatheter closure for PDA complicated with severe mitral regurgitation has not been investigated, except in a few anecdotal single case reports.11-14

Therefore, the aim of the present study was to evaluate the immediate and 1-year outcomes of transcatheter PDA closure in adult patients with severe mitral regurgitation by retrospectively examining the hemodynamics, echocardiography, and complications of a 27-patient study group. The results of the present study could allow the treatment of these patients using a less morbid approach.

Methods

Patients. We collected the data from consecutive adult patients who were diagnosed with PDA at the Department of Cardiology, Changhai Hospital in Changhai, China between September 2010 and September 2012. The indication for PDA closure at our institution is either systolic or continuous murmur and PDA presence confirmed by echocardiography. The inclusion criteria were: (1) age ≥15 years; (2) mitral regurgitant fraction >50%; (3) patients who refused open-heart surgery; and (4) life expectancy >1 year. Patients were excluded from the study if they had: (1) history of endocarditis; (2) history of cardiac surgery; (3) recent myocardial infarction (within 3 months); (4) severe pulmonary hypertension with right-to-left shunt and pulmonary resistance >14 Wood units; and (5) recent embolic events within 30 days. This study was approved by the Ethics Committee of our Medical University. Written informed consent was obtained from the patients or their guardians.

Echocardiography. Echocardiography was performed with the patient lying in the supine position or left lateral semirecumbent position. All echocardiographic examinations were carried out by a single observer (Dr Chen) using the Acuson Sequoia C256 echocardiography system (Siemens). Data were saved for later analysis. An electrocardiographic tracing was recorded simultaneously. Standard parasternal, apical, and subcostal views were used to detect any additional cardiac abnormality in the PDA patients.

The degree of severity of mitral regurgitation was shown by the regurgitant fraction, which is the percentage of the LV stroke volume that regurgitates into the left atrium and is calculated as: (Vmitral – Vaortic) / Vmitral × 100%, where Vmitral is the blood volume through the mitral valve during ventricular diastole and Vaortic is the blood volume through the aortic valve during ventricular systole. We recorded the regurgitant fraction as ranked data, to provide quantitative data. We defined the level of mitral regurgitation according to Zoghbi et al.15 Severe mitral regurgitation was defined as a regurgitant fraction >50%.15

Cardiac catheterization. Cardiac catheterization was performed to close the PDA using a percutaneous device (Shape Memory Alloy PDA occlusion devices; Shanghai Shape Memory Alloy Material Co, Ltd) under local anesthesia with systemic heparinization and prophylactic intravenous cefradine. Pressure and saturation measurements of the LV, aortic arch, and main pulmonary artery were recorded before occlusion of the PDA. Angiography was performed in the distal aortic arch before and after PDA occlusion.

Aspirin 100 mg/day was administered after the procedure for 6 months to prevent thrombosis. Transesophageal echocardiography and x-ray were performed at 7 days, 30 days, 90 days, and 1 year post PDA closure. The patients were followed by telephone at 1 month post procedure and at the outpatient clinic at 3 months and 1 year post procedure.

Statistical analysis. Statistical analysis was performed using SPSS 17.0 (SPSS, Inc). Normally distributed continuous variables are expressed as mean ± standard deviation, and were compared using the Student’s t-test. Non-normally distributed continuous variables are expressed as median and interquartile range (IQR), and were compared using the Wilcoxon-Mann-Whitney test. Categorical data were compared using the chi-square test. P-values <.05 were considered statistically significant.

Results

Patient characteristics. The baseline characteristics and clinical features of the 27 patients are presented in Table 1. Mean age was 41.0 ± 2.6 years. PDA size was 8.67 ± 4.49 mm. PDA shape was tubular in 9 patients (33.3%), funnel-like in 13 patients (48.1%), window-like in 4 patients (14.8%), and mushroom-like in 1 patient (3.7%). Left atrium diameter was 4.46 ± 0.75 cm, left ventricular end-systolic diameter was 4.69 ± 0.84 cm, and left ventricular end-diastolic diameter was 6.24 ± 0.84 cm. Ejection fraction value was 52.46 ± 9.05%. Pulmonary arterial systolic pressure was 47.59 ± 22.14 mm Hg. Body mass index (BMI) was 22.86 ± 2.64 kg/m2. Seven patients (25.9%) suffered from hypertension (2 patients [7.4%] from diabetes, and 5 patients [18.5%] from atrial fibrillation). The size of the occlusion device was 15.30 ± 6.43 mm. Hospital stay was 6.0 ± 3.5 days.

"Table 1. Patient baseline characteristics.".png

Twenty-three patients completed the 1-year follow-up period, during which no residual shunting was observed. Four patients were lost after the 1-month follow-up.

Echocardiography results. Table 2 shows the echocardiographic variables at 7 days, 30 days, 90 days, and 1 year after PDA closure. After 7 days, left ventricular end-diastolic diameter was improved (from 6.24 ± 0.84 cm to 6.00 ± 0.83 cm; P<.001). Compared with baseline, there were improvements at 30 days, 90 days, and 1 year in left atrium diameter (from 4.46 ± 0.75 cm to 4.06 ± 0.76 cm to 3.94 ± 0.83 cm to 3.71 ± 0.78 cm; all P≤.001 vs baseline), in left ventricular end-systolic diameter (from 4.69 ± 0.84 cm to 4.24 ± 0.87 cm to 4.06 ± 0.92 cm to 3.87 ± 0.92 cm; all P<.001 vs baseline), and in left ventricular end-diastolic diameter (from 6.24 ± 0.84 cm to 5.69 ± 0.85 cm to 5.53 ± 0.86 cm to 5.34 ± 0.75 cm; all P<.001 vs baseline). Ejection fraction and pulmonary arterial systolic pressure remained unchanged (all P>.05).

Table 2. Cardioechographic outcomes after patent ductus arteriosus closure, compared with baseline..png

When comparing the short-term echocardiographic outcomes (at 30 days) to the long-term outcomes (at 1 year), there was a significant improvement in left ventricular diameter (P<.001), left ventricular end-systolic diameter (P<.001), left ventricular end-diastolic diameter (P<.001), and ejection fraction (P=.02).

Color Doppler echocardiography showed no residual shunting after the procedure. One year after the procedure, 18 patients had mild regurgitation, 3 patients had moderate regurgitation, and 2 patients showed no change. The 2 patients who showed no change continued to have severe regurgitation 1 year after the operation. However, 1 of these patients showed improved New York Heart Association (NYHA) class from III to II despite the fact that ventricular remodeling did not occur, while ejection fraction slightly increased from 38% to 40%. The other patient showed worsening heart function, with an increase in pulmonary arterial pressure from 18 to 40 mm Hg; this patient also had a history of hypertension, diabetes, and atrial fibrillation. 

Complications. Surgeries were successful in all patients, without any occlusion. Hemolysis occurred in 2 patients, subcutaneous hematoma in 4 patients, and fever in 2 patients after transcatheter closure of PDA. All complications were non-severe and were managed medically.

Discussion

The management of PDA with severe mitral regurgitation remains a challenge for cardiologists and surgeons. The conventional treatment for this condition is open-heart surgery with PDA ligation and mitral valve replacement under cardiopulmonary bypass. Although surgical PDA ligation has been proven safe and effective, residual leaks do occur due to incomplete closure during ligation, which often requires recanalization.16 In addition, life-long anticoagulation therapy is needed after mitral valve replacement, imposing increased risk of bleeding. Transcatheter closure has been a well-established procedure since the invention of the new Amplatzer duct occluder, which remarkably improved the outcomes of PDA occlusion.8,17 Nevertheless, there is a lack of data about the outcomes in adult PDA patients who have severe mitral regurgitation.

Therefore, the aim of the present study was to evaluate the immediate and 1-year outcomes of transcatheter PDA closure with severe mitral regurgitation in adult patients. The major finding of this study is that PDA complicated with severe mitral regurgitation can be closed effectively using a standard PDA occluder. Our 1-year follow-up results in 23 patients showed the feasibility and effectiveness of the transcatheter device for closing PDA with severe mitral regurgitation. Early complications related to transcatheter PDA closure in our study included hemolysis, hematoma, and fever. These adverse events were manageable and acceptable compared with the benefits.

Organic and functional mitral regurgitation are totally different disease entities regarding their pathophysiology and management.18 Mitral regurgitation following PDA is most probably functional with normal mitral valve leaf. Functional mitral regurgitation can be reduced after effective treatment of the underlying disease in humans and animals.5,13,19 Transcatheter PDA closure can immediately decrease the LV preload by abolishing the left-to-right shunt. The mitral annular area undergoes changes due to sudden reduction in the preload, thus reducing the preexisting LV volume.20,21 Reducing the size of the mitral annulus can greatly improve mitral regurgitation.

Persistent LV systolic dysfunction has been noticed in adult patients despite successful PDA closure,3 which might be associated with sudden reduction in preload and relative increase in afterload due to removal of low-resistance pulmonary circulation, leading to “afterload mismatch.” In our study, however, the postoperative LV systolic dysfunction was significantly improved. Specifically, the severe systolic dysfunction in 2 patients who could not tolerate open-heart surgery was well managed with transcatheter device closure. Baseline LV ejection fraction, extent of LV dilatation, and PDA diastolic gradient, which were all favorable in the patients of this study, can predict the postclosure LV systolic function.22

Study limitations. This study has some limitations. The sample size is small due to the rarity of adult PDA patients with severe mitral regurgitation, which makes it impossible to draw a solid conclusion. The large age range can induce heterogeneity bias and compromise the generalization of our findings. Finally, further assessment with a longer follow-up is needed.

Conclusion

Transcatheter closure can decrease the LV volume and instantaneously reverse flow volume in adult PDA patients with severe mitral regurgitation. This procedure showed good safety profile and efficacy.

References

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16.    Forbes TL, Evans MG. Optimal elective management of patent ductus arteriosus in the older child. J Pediatr Surg. 1996;31:765-767.

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18.    De Bonis M, Maisano F, La Canna G, Alfieri O. Treatment and management of mitral regurgitation. Nat Rev Cardiol. 2012;9:133-146.

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21.    Eerola A, Jokinen E, Boldt T, Pihkala J. The influence of percutaneous closure of patent ductus arteriosus on left ventricular size and function: a prospective study using two- and three-dimensional echocardiography and measurements of serum natriuretic peptides. J Am Coll Cardiol. 2006;47:1060-1066.

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*Joint first authors.

From the Department of Cardiology, Changhai Hospital, Second Military Medical University, Shanghai, China.

Disclosure: The authors have completed and returned the ICMJE Form for Disclosure of Potential Conflicts of Interest. The authors report no conflicts of interest regarding the content herein.

Manuscript submitted August 28, 2014, provisional acceptance given November 11, 2014, final version accepted February 17, 2015.

Address for correspondence: Xianxian Zhao, Department of Cardiology, Changhai Hospital, Second Military Medical University, Shanghai 200433, China. Email: zxxmedsci@163.com


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